SFC Licences of DIU Ka Po Karen 刁嘉寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Securities Hong Kong Limited RE 1 16 October 2015 01 September 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 January 2008 23 September 2014