SFC Licences of CHAN Sau Him 陳守謙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Littlebee Securities Limited	RO	1	10 January 2019
Core Capital Securities Limited 凱匯資本證券有限公司	RO	1	29 June 2017	15 December 2018
Core Capital Securities Limited 凱匯資本證券有限公司	RE	1	08 May 2017	29 June 2017
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	2	03 June 2013	27 April 2017
Success Securities Limited 實德證券有限公司	RE	1	03 June 2013	27 April 2017
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	17 May 2012	21 May 2013
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	17 May 2012	21 May 2013
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	27 September 2011	09 April 2012
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	27 September 2011	09 April 2012
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	27 September 2011	09 April 2012
Emperor Wealth Management Limited 英皇財富管理有限公司	RE	1	13 November 2009	20 January 2011
Emperor Futures Limited 英皇期貨有限公司	RE	2	11 June 2008	16 September 2011
Emperor Securities Limited 英皇證券有限公司	RE	1	03 January 2008	16 September 2011