SFC Licences of YUAN Jing 袁璟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 24 September 2018 | 12 April 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 10 March 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 22 May 2008 | 18 May 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 January 2008 | 22 May 2008 |