SFC Licences of WONG Hiu Yan 黃曉欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 December 2011 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 October 2010 | 09 November 2013 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 03 January 2008 | 16 May 2009 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 03 January 2008 | 16 May 2009 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 03 January 2008 | 16 May 2009 |