SFC Licences of TAN Jessica Margarida 陳曉彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 4 | 16 September 2022 | 18 August 2023 |
Macquarie Asia Securities Limited | RE | 1 | 16 September 2022 | 18 August 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 April 2014 | 16 June 2022 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 20 March 2014 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 08 August 2011 | 30 June 2012 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 22 March 2011 | 01 June 2011 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 08 January 2008 | 14 March 2011 |