SFC Licences of TAN Jessica Margarida 陳曉彤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Asia Securities Limited RE 4 16 September 2022
Macquarie Asia Securities Limited RE 1 16 September 2022
CLSA Limited 中信里昂證券有限公司 RE 1 28 April 2014 16 June 2022
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 RE 1 03 July 2012 20 March 2014
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 08 August 2011 30 June 2012
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 22 March 2011 01 June 2011
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 08 January 2008 14 March 2011