SFC Licences of POON Wai Kin 潘偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 June 2011 | 03 March 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 March 2009 | 09 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 January 2008 | 01 November 2008 |