SFC Licences of KWOK Nuen Yee 郭煖儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 11 January 2008 07 November 2009
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 11 January 2008 07 November 2009