SFC Licences of LAU Chun Yu, Leo 劉鎮瑀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pinestone Securities Limited 鼎石證券有限公司 | RO | 1 | 31 July 2015 | 12 December 2023 |
Pinestone Securities Limited 鼎石證券有限公司 | RE | 1 | 24 January 2014 | 31 July 2015 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 01 June 2011 | 28 March 2013 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 14 January 2008 | 10 May 2011 |