SFC Licences of MAO Li 毛力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	4	21 January 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	1	21 January 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	4	17 September 2019	21 January 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	17 September 2019	21 January 2020
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司	RE	1	05 August 2016	17 February 2020
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司	RE	6	05 August 2016
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	16 January 2013	30 June 2016
First Shanghai Securities Limited 第一上海證券有限公司	RE	4	17 October 2011	04 January 2013
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	4	26 May 2010	22 April 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	4	15 January 2010	26 May 2010
First Shanghai Securities Limited 第一上海證券有限公司	RE	4	18 February 2008	15 December 2009