SFC Licences of MAO Li 毛力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 21 January 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 21 January 2020
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 6 05 August 2016
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 1 05 August 2016 17 February 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 17 September 2019 21 January 2020
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 17 September 2019 21 January 2020
First Shanghai Capital Limited 第一上海融資有限公司 RE 6 16 January 2013 30 June 2016
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 17 October 2011 04 January 2013
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 26 May 2010 22 April 2011
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 15 January 2010 26 May 2010
First Shanghai Securities Limited 第一上海證券有限公司 RE 4 18 February 2008 15 December 2009