SFC Licences of JIANG Minming 姜旻明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 1 19 July 2021 25 February 2022
Merrill Lynch Far East Limited RE 2 19 July 2021
Merrill Lynch Far East Limited RE 1 19 July 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 18 October 2010 19 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 18 October 2010 19 October 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 18 October 2010 19 October 2012
Merrill Lynch Far East Limited RE 6 11 January 2008 15 April 2009
Merrill Lynch Far East Limited RE 4 11 January 2008 15 April 2009
Merrill Lynch Far East Limited RE 1 11 January 2008 15 April 2009
Merrill Lynch (Asia Pacific) Limited RE 6 11 January 2008 15 April 2009
Merrill Lynch (Asia Pacific) Limited RE 4 11 January 2008 15 April 2009
Merrill Lynch (Asia Pacific) Limited RE 1 11 January 2008 15 April 2009