SFC Licences of LA ROCCA JR Daniel Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Segantii Capital Management Limited | RO | 9 | 12 October 2023 | 01 March 2024 |
| Segantii Capital Management Limited | RE | 9 | 16 December 2022 | 12 October 2023 |
| Evo Capital Management Asia Limited | RE | 9 | 14 June 2022 | 25 October 2022 |
| Segantii Capital Management Limited | RO | 9 | 14 January 2019 | 30 September 2021 |
| Segantii Capital Management Limited | RE | 9 | 06 November 2013 | 14 January 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 October 2013 | 22 October 2013 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 10 October 2011 | 16 August 2013 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 17 January 2008 | 05 July 2011 |