SFC Licences of ZHU Lin 朱琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVC Asia Pacific Limited | RE | 9 | 11 August 2014 | 30 June 2017 |
CVC Asia Pacific Limited | RE | 6 | 11 August 2014 | 30 June 2017 |
CVC Asia Pacific Limited | RE | 4 | 11 August 2014 | 30 June 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 15 August 2011 | 27 June 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 August 2011 | 27 June 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 01 May 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 01 May 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 15 January 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 15 January 2008 | 29 September 2008 |