SFC Licences of ZHU Lin 朱琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CVC Asia Pacific Limited RE 9 11 August 2014 30 June 2017
CVC Asia Pacific Limited RE 6 11 August 2014 30 June 2017
CVC Asia Pacific Limited RE 4 11 August 2014 30 June 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 15 August 2011 27 June 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 August 2011 27 June 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 01 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 01 May 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 15 January 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 15 January 2008 29 September 2008