SFC Licences of BEI Haochen 貝皞晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 19 June 2018 | 01 September 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 19 June 2018 | 01 September 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 08 June 2018 | 01 September 2022 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 04 July 2017 | 24 April 2018 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 17 December 2014 | 04 July 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 27 July 2010 | 13 September 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 July 2010 | 13 September 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 January 2008 | 28 June 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 January 2008 | 28 June 2010 |