SFC Licences of TONG Ho Yin 湯浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RO | 4 | 17 December 2019 | 22 May 2020 | |
| South China Futures Investment Limited 南華期貨投資有限公司 | RO | 2 | 04 November 2019 | 22 May 2020 |
| Excellent Tide Securities Limited 佳湧證券有限公司 | RO | 1 | 04 November 2019 | 22 May 2020 |
| RO | 9 | 04 November 2019 | 22 May 2020 | |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 | RO | 2 | 03 May 2018 | 26 October 2018 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 | RO | 1 | 03 May 2018 | 26 October 2018 |
| HF Asset Management Limited 匯福資產管理有限公司 | RO | 9 | 27 August 2014 | 31 January 2019 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RO | 9 | 10 June 2014 | 24 July 2014 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 04 January 2013 | 10 June 2014 |
| Avia Asset Management Limited 輝亞資產管理有限公司 | RE | 9 | 29 July 2008 | 16 November 2012 |
| Avia Asset Management Limited 輝亞資產管理有限公司 | RE | 4 | 29 July 2008 | 28 July 2011 |