SFC Licences of SHUM Lui Pang 沈呂鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 23 June 2010 | 08 April 2013 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 20 May 2010 | 08 April 2013 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 20 May 2010 | 08 April 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 26 March 2008 | 14 November 2008 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 26 March 2008 | 01 June 2008 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 09 January 2008 | 15 March 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 January 2008 | 15 March 2008 |