SFC licenceholder AQH113 TSENG Ko 曾科

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
BOB Scotia International Asset Management Company Limited 中加國際資產管理有限公司 RO [1] (Dealing in Securities) 14 September 2016
BOB Scotia International Asset Management Company Limited 中加國際資產管理有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 14 July 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 14 June 2013 27 February 2015
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 20 May 2013 14 June 2013
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RO [9] (Asset Management) 06 December 2010 30 April 2013
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 October 2010 30 April 2013
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE [9] (Asset Management) 13 October 2010 06 December 2010
MUSHK Limited RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 April 2009 03 August 2010
KGI Wealth Management Limited 凱基財富管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 February 2008 11 April 2009