SFC licenceholder AQH125 MATHUR Rajnish Dayal

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 July 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 08 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 08 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [7] (Providing Automated Trading Services) 22 August 2013 08 December 2016
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 15 September 2010 08 December 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [2] (Dealing in Futures Contracts) 06 November 2008 08 December 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [7] (Providing Automated Trading Services) 06 November 2008 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 15 January 2008 08 December 2016
Credit Suisse Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 15 January 2008 24 November 2008