SFC Licences of SARCONA III Joseph John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 09 October 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 11 July 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 January 2008 | 11 July 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 21 January 2008 | 22 September 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 21 January 2008 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 21 January 2008 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 21 January 2008 | 06 December 2010 |