SFC Licences of SIN Chun Leong 冼浚量
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 June 2010 | 21 March 2015 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 June 2010 | 21 March 2015 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 05 August 2008 | 12 June 2010 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 January 2008 | 12 June 2010 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 January 2008 | 12 June 2010 |