SFC Licences of MIGNON Hartly
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 August 2023 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 17 August 2015 | 01 April 2022 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 17 August 2015 | 01 April 2022 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 20 July 2011 | 20 September 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 January 2008 | 20 April 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 17 January 2008 | 20 April 2011 |