SFC Licences of WONG Sze Man 黃思敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AEM Investment Services Limited 明德企業投資有限公司	RO	4	28 October 2019
AEM Investment Services Limited 明德企業投資有限公司	RO	1	28 October 2019
Oshidori Securities Limited 威華達證券有限公司	RO	2	07 May 2019	19 August 2019
Oshidori Securities Limited 威華達證券有限公司	RO	4	29 June 2016	19 August 2019
Oshidori Securities Limited 威華達證券有限公司	RO	1	29 June 2016	19 August 2019
Oshidori Securities Limited 威華達證券有限公司	RE	9	16 May 2016	19 August 2019
Oshidori Securities Limited 威華達證券有限公司	RE	4	16 May 2016	29 June 2016
Oshidori Securities Limited 威華達證券有限公司	RE	1	16 May 2016	29 June 2016
Frontier Capital Management Limited 方達資本管理有限公司	RO	4	16 June 2015	10 December 2015
Frontier Capital Management Limited 方達資本管理有限公司	RO	1	16 June 2015	10 December 2015
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	16 June 2015	10 December 2015
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	04 May 2015	16 June 2015
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	04 May 2015	16 June 2015
Imperium International Securities Limited 帝國國際証券有限公司	RO	4	25 August 2014	09 February 2015
Imperium International Asset Management Limited 帝國國際資產管理有限公司	RE	4	25 March 2014	09 February 2015
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	31 January 2013	09 February 2015
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	31 January 2013	09 February 2015
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	2	12 July 2012	07 January 2013
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	4	23 May 2011	07 January 2013
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	23 May 2011	07 January 2013
Get Nice Securities Limited 結好證券有限公司	RE	4	02 July 2010	31 March 2011
Get Nice Securities Limited 結好證券有限公司	RE	1	28 January 2008	31 March 2011