SFC Licences of PRINCE Stephen Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 15 May 2023 | 25 March 2024 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 15 May 2023 | 25 March 2024 |
| Segantii Capital Management Limited | RE | 9 | 24 November 2021 | 09 December 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 24 September 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 August 2011 | 24 September 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 August 2011 | 24 September 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2011 | 24 September 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 August 2011 | 24 July 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 January 2008 | 06 July 2011 |