SFC Licences of CHEN Li Chi 陳麗琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 1 | 22 September 2011 | 06 September 2017 |
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 | RE | 2 | 09 September 2011 | 01 March 2013 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 January 2008 | 12 February 2017 |