SFC Licences of CHEN Li Chi 陳麗琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 RE 1 22 September 2011 06 September 2017
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 09 September 2011 01 March 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 January 2008 12 February 2017