SFC Licences of LAM Karman Razilee 林蔚琋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 27 August 2015 | 16 October 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 27 August 2015 | 16 October 2015 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 27 August 2015 | 16 October 2015 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 12 October 2012 | 02 October 2013 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 | RE | 2 | 12 October 2012 | 28 February 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 November 2009 | 22 August 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2009 | 22 August 2012 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 29 August 2008 | 21 March 2009 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 January 2008 | 21 March 2009 |