SFC Licences of WU Qiong 吳琼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 23 July 2015 17 September 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 23 July 2015 17 September 2016
VMS Securities Limited 鼎珮證券有限公司 RE 9 12 October 2011 31 March 2015
VMS Securities Limited 鼎珮證券有限公司 RE 4 12 October 2011 31 March 2015
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 21 January 2008 24 May 2010