SFC Licences of WU Qiong 吳琼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 July 2015 | 17 September 2016 |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 23 July 2015 | 17 September 2016 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 12 October 2011 | 31 March 2015 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 12 October 2011 | 31 March 2015 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 21 January 2008 | 24 May 2010 |