SFC Licences of LI Cheuk Sang 李卓生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 29 August 2016 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 28 April 2014 | 13 August 2016 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 29 October 2013 | 13 August 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 29 October 2013 | 13 August 2016 |
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 1 | 01 August 2012 | 26 August 2012 |
Bank of Communications Trustee Limited 交通銀行信託有限公司 | RE | 1 | 13 February 2008 | 26 August 2012 |