SFC Licences of CHUI Henry Kar-Kea 徐家傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RE | 4 | 22 June 2020 | 14 September 2022 |
| Nuveen Hong Kong Limited | RE | 1 | 24 March 2020 | 14 September 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 15 March 2012 | 14 February 2020 |
| Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 11 February 2010 | 28 January 2012 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 11 February 2010 | 28 January 2012 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 17 January 2008 | 12 November 2008 |
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 17 January 2008 | 12 November 2008 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 17 January 2008 | 12 November 2008 |