SFC Licences of BOULAY Nicolas Philippe

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 11 May 2020 31 July 2023
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 11 May 2020 31 July 2023
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 17 August 2015 11 May 2020
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 17 August 2015 11 May 2020
ICAP Securities Hong Kong Limited RE 2 02 January 2015 01 August 2015
ICAP Securities Hong Kong Limited RE 1 02 January 2015 01 August 2015
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 2 20 April 2012 30 November 2014
Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 RE 1 20 April 2012 30 November 2014
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 5 20 April 2010 30 July 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 20 April 2010 30 July 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 20 April 2010 30 July 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 March 2010 26 March 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 29 January 2010 06 February 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 25 November 2009 27 January 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 28 August 2009 04 September 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 29 June 2009 03 July 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 08 May 2009 17 May 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 24 January 2008 24 February 2008