SFC Licences of KWOK Shun Keung, Roy 郭舜強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Tor Investment Management (Hong Kong) Limited	RE	9	14 May 2021
DBG Investment Limited	RO	9	23 March 2021	09 May 2021
DBG Investment Limited	RO	4	23 March 2021	09 May 2021
DeepBlue Global Investment Limited 深藍全球投資有限公司	RO	9	13 January 2017	31 March 2021
DeepBlue Global Investment Limited 深藍全球投資有限公司	RO	4	13 January 2017	31 March 2021
Fosun Asset Management Limited 復星資產管理有限公司	RO	9	01 September 2016	06 January 2017
Fosun Asset Management Limited 復星資產管理有限公司	RO	4	01 September 2016	06 January 2017
My Decker Capital Advisors Hong Kong Limited	RO	4	16 December 2010	29 April 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	4	05 November 2008	10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	05 November 2008	10 December 2008
Neuberger Berman Asia Limited	RE	9	23 April 2008	24 October 2008
Neuberger Berman Asia Limited	RE	4	23 April 2008	24 October 2008
Neuberger Berman Asia Limited	RE	1	23 April 2008	24 October 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	18 January 2008	20 March 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	18 January 2008	20 March 2008