SFC Licences of NICHOLSON David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 31 January 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 July 2010 | 31 January 2018 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 July 2010 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 July 2010 | 31 August 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 January 2008 | 01 June 2010 |