SFC Licences of CHONG Sui Hei, Ray 莊瑞熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 November 2009 | 25 October 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 November 2009 | 25 October 2010 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 18 March 2008 | 20 October 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 January 2008 | 20 October 2009 |