SFC Licences of LO Yuen Ngan 盧遠顏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 1 20 August 2008 01 January 2009
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 12 August 2008 01 January 2009
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 12 March 2008 24 April 2008