SFC Licences of LO Yuen Ngan 盧遠顏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 20 August 2008 | 01 January 2009 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 12 August 2008 | 01 January 2009 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 12 March 2008 | 24 April 2008 |