SFC Licences of FAN Shuo-fen 范碩芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 December 2012 | 07 February 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 December 2012 | 07 February 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2011 | 21 February 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 21 February 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 June 2010 | 21 February 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 June 2010 | 08 September 2010 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 13 June 2008 | 21 May 2010 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 13 June 2008 | 04 December 2008 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 24 January 2008 | 21 May 2010 |