SFC Licences of LAU Yu 劉宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 13 January 2012 | 06 November 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 13 January 2012 | 06 November 2012 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 13 January 2012 | 06 November 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 January 2008 | 27 October 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 22 January 2008 | 27 October 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 January 2008 | 27 October 2011 |