SFC Licences of TSOI Sze Yeung 蔡斯洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 9 15 August 2016
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 RE 1 15 August 2016
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 9 15 August 2016
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 4 15 August 2016
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 RE 1 15 August 2016
Seres Asset Management Limited 瑞時投資管理有限公司 RE 9 11 March 2011 11 July 2014
WMG Asia Limited RE 9 25 January 2008 01 July 2010
WMG Asia Limited RE 4 25 January 2008 01 July 2010