SFC Licences of COTRONEO Tommaso
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ANZ Securities (HK) Limited 澳新證券(香港)有限公司 | RO | 1 | 19 November 2012 | 14 June 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 January 2008 | 21 October 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 January 2008 | 21 October 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 22 January 2008 | 21 October 2008 |