SFC Licences of NG Lok Yan 吳諾欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 06 December 2011 31 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 22 January 2008 31 August 2013