SFC Licences of TAI Wing Lok 戴永樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 14 March 2011 | 14 August 2011 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 14 March 2011 | 14 August 2011 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 10 March 2008 | 10 February 2011 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 March 2008 | 10 February 2011 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 March 2008 | 10 February 2011 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 10 March 2008 | 10 February 2011 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 10 March 2008 | 10 February 2011 |