SFC Licences of TAI Wing Lok 戴永樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 14 March 2011 14 August 2011
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 14 March 2011 14 August 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 10 March 2008 10 February 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 March 2008 10 February 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 March 2008 10 February 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 10 March 2008 10 February 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 10 March 2008 10 February 2011