SFC Licences of HO Kai Yu 何啟宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RO | 2 | 06 September 2019 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 06 September 2019 | |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 30 June 2011 | 06 September 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 30 June 2011 | 06 September 2019 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 23 December 2010 | 01 June 2011 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 2 | 24 November 2010 | 01 June 2011 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 15 September 2009 | 20 November 2010 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 28 January 2008 | 11 September 2009 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 28 January 2008 | 11 September 2009 |