SFC Licences of CHAN Raymond Ho Ming 陳浩銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 17 April 2020 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 06 November 2018 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 06 November 2018 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 25 November 2013 | 31 December 2013 |
| Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 20 April 2011 | 02 April 2013 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 | RE | 2 | 20 April 2011 | 02 April 2013 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 25 January 2008 | 20 September 2008 |