SFC Licences of CHENG Chun Ning 鄭振寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RO | 6 | 07 August 2018 | |
J.P. Morgan Securities (Far East) Limited | RO | 4 | 07 August 2018 | |
J.P. Morgan Securities (Far East) Limited | RO | 1 | 07 August 2018 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 06 March 2013 | 07 August 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 06 March 2013 | 07 August 2018 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 06 March 2013 | 07 August 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 25 January 2008 | 15 February 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 January 2008 | 15 February 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 25 January 2008 | 31 January 2012 |