SFC Licences of KWOK Chor Sing 郭礎成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 | RE | 2 | 04 February 2013 | |
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 28 December 2011 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 February 2010 | 16 December 2011 |
Ewarton Securities Limited 穎翔證券有限公司 | RE | 1 | 28 January 2008 | 29 January 2010 |