SFC Licences of LEE Chi Ho 李子豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MLB Asset Management Limited RE 4 25 October 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 28 May 2018 26 August 2019
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 06 April 2017 12 May 2018
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 4 22 May 2015 12 May 2018
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 26 June 2014 12 March 2015
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 26 June 2014 12 March 2015
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 07 January 2013 14 June 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 07 January 2013 14 June 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 28 January 2008 01 September 2012
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE 2 28 January 2008 01 September 2012
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 28 January 2008 01 September 2012
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 28 January 2008 01 September 2012