SFC Licences of HO Kai Tung, Stanley 何啟東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 18 September 2009 | 15 January 2010 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 18 September 2009 | 15 January 2010 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 18 September 2009 | 15 January 2010 |
orientiert XYZ Securities Limited | RE | 4 | 25 February 2008 | 03 September 2009 |