SFC Licences of LIN Wan-Ju 林婉茹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 5 04 November 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 4 04 November 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 2 04 November 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RO 1 04 November 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 2 27 August 2020 04 November 2021
Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 RE 1 27 August 2020 04 November 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 02 August 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 November 2015 02 August 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 November 2015 02 October 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 15 January 2009 18 October 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 10 March 2008 18 October 2015
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 10 March 2008 18 October 2015