| Institution |
Role |
Licences |
Start date |
End date |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
4 |
26 August 2019 |
|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RO |
1, 2, 5 |
28 May 2019 |
|
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RE |
4 |
07 March 2019 |
26 August 2019 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
|
RE |
1, 2, 5 |
07 March 2019 |
28 May 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RO |
1, 2, 5 |
29 November 2016 |
20 February 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
4 |
25 February 2016 |
20 February 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
|
RE |
1, 2, 5 |
25 February 2016 |
29 November 2016 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
|
RE |
1, 2, 3 |
14 June 2012 |
23 January 2016 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
|
RE |
3 |
28 August 2008 |
20 October 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
|
RE |
2 |
17 July 2008 |
23 January 2016 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
|
RE |
1 |
21 February 2008 |
23 January 2016 |