SFC Licences of CHEUNG See Ling 張思玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 4 26 August 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RO 1, 2, 5 28 May 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 4 07 March 2019 26 August 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2, 5 07 March 2019 28 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 1, 2, 5 29 November 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 25 February 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2, 5 25 February 2016 29 November 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1, 2, 3 14 June 2012 23 January 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 3 28 August 2008 20 October 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 2 17 July 2008 23 January 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
RE 1 21 February 2008 23 January 2016