SFC Licences of CHEUNG See Ling 張思玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 11 October 2023
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 11 October 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 11 October 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 11 October 2023
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 17 August 2023 11 October 2023
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 August 2023 11 October 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 August 2023 11 October 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 17 August 2023 11 October 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 26 August 2019 16 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 5 28 May 2019 16 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 2 28 May 2019 16 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 28 May 2019 16 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 07 March 2019 26 August 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 07 March 2019 28 May 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 07 March 2019 28 May 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 07 March 2019 28 May 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 5 29 November 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 2 29 November 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 29 November 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 25 February 2016 20 February 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 25 February 2016 29 November 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 25 February 2016 29 November 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 25 February 2016 29 November 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 14 June 2012 23 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 14 June 2012 23 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 23 January 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 28 August 2008 20 October 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 17 July 2008 23 January 2016
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 21 February 2008 23 January 2016