SFC Licences of LO Hang Wai, Henry 盧行偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 05 November 2015
Wilson Securities Limited 滙生證券有限公司 RE 4 26 November 2010 09 November 2012
Wilson Securities Limited 滙生證券有限公司 RE 1 26 November 2010 09 November 2012
BWC Forex Limited 寶華世紀外匯有限公司 RE 3 26 November 2010 09 November 2012
Hafoo Securities Limited 哈富證券有限公司 RE 1 26 November 2010 09 November 2012
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 03 November 2008 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 28 January 2008 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 28 January 2008 01 November 2010