SFC Licences of LEUNG Wan Nei 梁韻妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 June 2023 | 19 September 2023 |
Hooray Capital Limited 好盈融資有限公司 | RE | 6 | 28 November 2018 | 01 January 2019 |
Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 08 October 2018 | 01 June 2023 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 21 December 2017 | 03 October 2018 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 21 December 2017 | 03 October 2018 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 27 January 2017 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 06 February 2015 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 06 February 2015 | 30 June 2016 |
orientiert XYZ Securities Limited | RE | 1 | 18 March 2011 | 31 December 2014 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 30 January 2008 | 08 August 2008 |