SFC Licences of GERARD Alban Xavier Jacques
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 August 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 19 August 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 19 August 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 August 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 October 2014 | 14 August 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 October 2014 | 14 August 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 05 July 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 29 January 2008 | 05 July 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 January 2008 | 05 July 2014 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 January 2008 | 20 August 2010 |