SFC Licences of YANG Yun-Chen 楊昀蓁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 06 May 2013 | 31 August 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 August 2012 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 16 December 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 16 December 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 31 January 2008 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 31 January 2008 | 29 September 2008 |